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 | About the journal Capital markets are no longer national markets but have become global - open to companies, financial institutions and private investors worldwide. Equally, financial regulation is no longer a national affair: regulators have to adopt globally agreed regulations and standards. International Organization of Securities Commissions (IOSCO), Basel, International Insurance, Organization for Economic Co-operation and Development (OECD), Financial Action Taskforce (FATF), International Monetary Fund (IMF) and the International Accounting Standards Board (IASB), to name some of the leading international institutions, all play a part in the development of financial regulations. In many cases, their recommendations will form the basis of national law and/or codes of conduct. |
The Journal of Financial Regulation and Compliance reflects this to provide a peer-reviewed forum for expert analysis and applied research, which focuses on the regulation of financial institutions both nationally and internationally. | |
雑誌概要 資本市場はすでに国内にとどまらず、世界中の企業、金融機関、個人投資家に開放されたグローバルな市場となっています。同様に金融規制も国家が関与すべき問題とはとらえることができなくなっています。規制する側は国際的に承認された規制や基準を導入していかなければなりません。主要な国際機関には、証券監督者国際機構(IOSCO)、バーゼル、国際保険、経済協力開発機構(OECD)、金融活動作業部会(FATF)、国際通貨基金(IMF)、国際会計基準審議会(IASB)などがありますが、このような機関すべてが金融規制を策定する役割を担っています。多くの場合、こういった機関からの提案によって法律や実施基準の基盤が構築されていきます。 これを反映してJournal of Financial Regulation and Complianceは、専門家による分析や応用研究のために議論の場を提供していますが、そこでは特に国内外を問わず金融機関の規制に焦点をあて、研究に対する審査も行われます。 |
Editorial Objective Journal of Financial Regulation and Compliance publishes expert analyses, reviews and case studies, as well as applied research on major developments in financial regulation. Its objective is to provide an international forum for the publication of both peer-reviewed practitioner articles and double-blind refereed academic submissions, which are of direct relevance to regulators, policy makers and the financial services industry. All submissions conform to the highest standards of intellectual rigour. |
Editorial Criteria The journal accepts submissions on the following topics: ・The regulation of financial institutions, both nationally and internationally; ・The work of US regulators and their possible implications for European, Asian and African markets, given the dominance of the US capital markets and the banking industry; ・The role of the European commission in establishing the single market in financial services; ・Practical aspects of applying financial regulations to one or other sector of the financial services industry; ・Conduct of business regulations; ・Investor protection; ・The impact of major legal judgment on financial regulation and compliance. |
Coverage The journal consistently publishes authoritative, intelligent articles and research of direct relevance both to banking supervisors and the regulated institutions, addressing: ・what is happening... ・why it's happening... ・where it's happening... ・to whom it's happening... ・and how it impacts the work of compliance professionals A wide variety of topics are discussed in the journal, including: ・Developing the single market in financial services ・Basel II proposals ・Global stock market ・Risk assessment and management ・Training and competence ・Competition law ・Case law ・Regulatory rule updates and guidelines ・Pension reform ・Fitness and propriety in financial services ・Audit regulation ・Regulation in emerging markets ・Regulation of internet banking ・Cross border regulation ・Capital adequacy ・Compliance costs and benefits |